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Christopher Cox
Results: 488

#	Item
381	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION FOR IMMEDIATE RELEASE December 12, 2006 State Securities Regulators Report Increases in Enforcement Actions, Money Ordered Returned to Investors & Years of Incarcerati Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2006-12-12 18:25:04 Financial system North American Securities Administrators Association Securities fraud Financial economics Finance Securities Commission of New Zealand Christopher Cox Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Securities
382	July 25, 2008 Christopher Cox Chairman U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-28 15:46:34 Fixed income securities Credit rating agencies Bonds Structured finance Nationally recognized statistical rating organization United States housing bubble Municipal bond Bond credit rating Collateralized debt obligation Financial economics Finance Economics
383	KPMG LLP 757 Third Avenue New York, NY[removed]Telephone[removed]Fax Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-10 10:28:04 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board KPMG Internal control Audit Christopher Cox U.S. Securities and Exchange Commission Corporate governance Auditing Accountancy Business
384	Comment Letter on File No. S7-06-03 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-11 11:23:33 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Christopher Cox U.S. Securities and Exchange Commission Regulatory compliance Audit SOX 404 top–down risk assessment Auditing Accountancy Business
385	February 25, 2008 Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M. Morris, Secretary 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-25 14:51:31 Business Finance Corporate governance United States corporate law 107th United States Congress Sarbanes–Oxley Act Regulatory Flexibility Act U.S. Securities and Exchange Commission Christopher Cox Auditing Accountancy United States securities law
386	Comment Letter on File No. S7-13-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-29 12:47:25 Structured finance Investment United States housing bubble Mortgage-backed security United States securities law Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Christopher Cox Financial economics Finance Fixed income securities
387	FINANCIAL CRISIS INVESTOR TIPS FOR A DOWN MARKE T Watching the stock markets plunge more than 34% in 2008, investors at all levels are feeling the strain and wondering what to do as the markets continue to slide in 2009. Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-12-04 14:50:37 Finance Financial regulation North American Securities Administrators Association United States securities law Investor education Securities fraud Financial adviser Security Christopher Cox Financial economics Economics Investment
388	April 30, 2013 Chairman of the Board TOM CARTER JonesTrading Westlake Village, California President & CEO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-01 10:49:12 Investment Corporate crime U.S. Securities and Exchange Commission Capital market Securities and Exchange Commission Finance Mathematical finance Christopher Cox Uptick rule Financial markets Financial economics Stock market
389	Report of the Advisory Committee on Smaller Public Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-11 17:32:31 United States securities law Accountancy United States corporate law Finance Corporations law U.S. Securities and Exchange Commission Sarbanes–Oxley Act Christopher Cox Securities Exchange Act Corporate governance Business Auditing
390	Microsoft Word - kkerrigan6326.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-27 15:37:08 United States securities law Business 107th United States Congress Sarbanes–Oxley Act Christopher Cox U.S. Securities and Exchange Commission Finance Law Auditing Corporate governance United States corporate law

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